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Posted: Tuesday, September 19, 2017 11:06 AM

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Job Description

Compliance Auditor Job Responsibilities:
Protects company by completing audits; ensuring compliance with regulations and internal controls; recommending improvements in internal control structure; assisting the work of outside auditors from clients or government agencies.

Compliance Auditor Primary Job Duties:
* Develops and implements audit procedures to ensure internal compliance with policies and procedures.
* Drives strong company compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure
* Prepares for audit by researching materials; formulating a plan of action.
* Meets work standards by following production, productivity, quality, and customer-service standards; resolving operational problems; identifying work process improvements.
* Enhances legal department and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.

Compliance Auditor Other Duties:
* Verifies assets and liabilities by comparing items to documentation.
* Uses independent judgment to complete audit work papers and memorandums by documenting audit tests and findings.
* Communicates audit progress and findings executive leadership team by preparing reports; providing information in meetings.
* Supports external auditors by coordinating information requirements.
* Provides management reports by collecting, analyzing, and summarizing management information.

Job Requirements
Required Compliance Auditor Skills and Qualifications:
* 4 years bachelors degree or 3-7 years of equivalent work experience
* 3-7 years of experience in audit capacity for a company or consulting firm

Preferred Skills
* Audit
* Quality Management
* Reporting Research Results
* Analyzing Information
* Statistical Analysis
* Objectivity
* General Consulting Skills
* Operations Research
* Basic Knowledge of Accounting

Contact Person: Adam Gottlieb
Email Address: agottlieb@trueaccord.com

• Location: San Francisco

• Post ID: 77845023 sf
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